Creative. Focused. Solutions.

Kamps Legal provides innovative legal solutions tailored to meet the unique needs of each client, ensuring personalized and effective representation.

Meet Julie Kamps

A Harvard Law School graduate, Julie brings expertise in microcap business combinations, financings, mergers and acquisitions, corporate law, SEC and FINRA enforcement, investment adviser compliance, broker-dealer regulations, securities law advising, and internal investigations.

 

Serving Orange County & Surrounding areas.

Hours
Monday–Friday
9am–5pm

Phone
(949) 466-4083

Unlocking success through 26 years of unparalleled legal expertise in corporate and securities law – your trusted advisor for navigating complex legal challenges with precision and excellence.

  • Microcap Business Combinations and Financings

    Kamps Legal offers tailored legal services for emerging and closely-held companies, specializing in mergers, acquisitions, regulatory compliance, capital raising, and securities litigations in the microcap space.

  • SEC and FINRA Enforcement Matters

    Kamps Legal provides legal counsel and representation to clients facing regulatory scrutiny from SEC, FINRA, and state bodies for allegations ranging from securities fraud to insider trading, offering defense strategies, internal investigations, and compliance advice.

  • Corporate Governance

    Kamps Legal offers strategic counsel on corporate governance to private and closely-held companies, assisting in creating and maintaining governance structures that enhance accountability and decision-making while complying with legal obligations.

  • Securities Law Advising

    Kamps Legal offers legal counsel to private equity funds and financial institutions, focusing on securities law compliance, fund formation, and regulatory obligations to protect investor interests.

  • Registered Investment Adviser and Investment Adviser Representative Compliance and Reporting

    Kamps Legal provides legal services to Registered Investment Advisers (RIAs) and Investment Adviser Representatives (IARs), guiding them through compliance with the Investment Advisers Act of 1940 and state regulations to meet their fiduciary duties and regulatory obligations.

  • Broker-Dealer and Associated Person Compliance and Reporting

    Kamps Legal provides specialized legal services to the brokerage industry, aiding in full compliance with strict regulatory standards from FINRA, the SEC, and state regulators through tailored guidance and strategic advice on compliance programs and risk mitigation.

  • Internal Investigations

    Kamps Legal offers thorough and discreet Internal Investigations services to assist companies in handling regulatory issues, compliance breaches, and allegations of misconduct with a focus on managing risk, maintaining compliance, and responding appropriately to regulatory inquiries.

  • Outside General Counsel

    Kamps Legal offers Outside General Counsel services, providing businesses with strategic legal counsel on a wide range of corporate legal needs, including governance, contracts, risk management, compliance, employment matters, transactions, and dispute resolution.

Driven by a passion for addressing societal inequalities, Kamps Legal is dedicated to effecting positive change through legal expertise and steadfast advocacy.

Kamps Legal's pro bono practice includes such things as providing representation to indigent women in divorce, orders of protection, and VAWA applications, tax assistance for low-income taxpayers, as well as participation in Access to Justice programs.

With a passion for addressing societal inequalities, Kamps Legal is dedicated to bringing about positive change through legal expertise and unwavering advocacy.